FDA Releases Draft Guidance on Benefit-Risk Principles

On May 10, 2022, FDA published draft guidance entitled, “Benefit-Risk Considerations for Product Quality Assessments”, which describes the benefit-risk principles applied by FDA when conducting product quality-related assessments of chemistry, manufacturing, and controls (CMC) information submitted for FDA’s review as part of original new drug applications (NDAs), original biologics license applications (BLAs), or supplements to such applications. In the draft guidance, FDA reiterates its risk-based regulatory approach and applies it in the product quality assessment context. 

Guidance

The draft guidance states that FDA will continue to routinely apply various principles when evaluating product quality issues. One principle is risk-based considerations related to therapeutic context, where the agency considers relevant characteristics of the target population and whether certain product quality attributes are intended to address specific unmet needs. Another is the extent of the impact on safety and/or effectiveness. FDA maintains that drug products should be designed to meet the needs of the intended patient population and consistently deliver the intended product performance.

FDA also considers the totality of the product quality information. This includes the effectiveness of the pharmaceutical quality system, clinical experience during pivotal trials, scientific literature, and/or FDA’s knowledge of a given issue or class of drugs. FDA also uses a risk-based approach to determine whether a preapproval or prelicensure inspection is needed using information provided in the application and information FDA may have regarding the facilities named in the application.

Other considerations that could affect the product quality assessment are evaluated, such as the need  for additional testing. FDA acknowledges there may be additional considerations regarding unique aspects of a drug’s development or advancements in pharmaceutical science that require additional/new information to understand the potential risks. FDA further considers the applicant’s ability to mitigate or reduce any risks associated with product quality issues. Note that FDA cautions that potential mitigation strategies must not introduce new product quality issues or exacerbate any previously identified issues.

FDA also addresses unresolved quality issues in the draft guidance. Generally, unresolved quality issues mean that FDA will not approve the application.  However, there are some exceptions in which the risk posed by the unresolved issue may be outweighed by the benefit of the product or the ability to bring it market quickly, such as a product that addresses an unmet medical need. In those cases, FDA may allow some information to be submitted after approval.

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